Alex is Sprintlaw’s co-founder and principal lawyer. Alex previously worked at a top-tier firm as a lawyer specialising in technology and media contracts, and founded a digital agency which he sold in 2015.
- What Is A General Protections Claim?
- Why General Protections Claims Are High-Risk For Small Businesses
10 Examples Of General Protections Claims (And The Business Scenarios Behind Them)
- 1. Dismissal After The Employee Makes A Complaint About Pay Or Entitlements
- 2. Cutting Hours Or Shifts After Someone Raises A Safety Issue
- 3. Termination During (Or Shortly After) Sick Leave
- 4. Disciplinary Action After A Complaint About Bullying Or Harassment
- 5. Non-Renewal Of A Contract After The Employee Exercises A Workplace Right
- 6. Dismissal Or Demotion After Union Activity Or Industrial Participation
- 7. “Forced Resignation” After An Employee Requests Flexible Work
- 8. Redundancy Soon After An Employee Raises A Workplace Complaint
- 9. Disciplinary Action After The Employee Uses Annual Leave Or Personal Leave
- 10. Termination After The Employee Discloses Pregnancy Or Takes Parental Leave Steps
- What Evidence Helps If A General Protections Claim Is Threatened?
- Key Takeaways
When you’re running a small business, you’re constantly making people decisions - who to hire, how to manage performance, how to respond to complaints, and (sometimes) how to end employment. Most of the time, those decisions are straightforward.
But if an employee (or prospective employee) believes they were treated unfairly because they exercised a workplace right, made a complaint, or had a protected attribute (like pregnancy), your business could be exposed to a general protections (adverse action) claim under the Fair Work Act.
This area catches many employers off guard because general protections claims can arise even where you believe you acted reasonably, and they often move quickly. The good news is that many of these claims are preventable when you understand the risk points and document your decisions properly.
Below, we break down what general protections claims are, why they matter for small businesses, and 10 common examples of general protections claims we see in practice - so you can spot issues early and protect your business.
Note: This article is general information only and isn’t legal advice. If you need help with a specific situation, it’s best to get advice tailored to your business.
What Is A General Protections Claim?
General protections provisions (sometimes called “adverse action” protections) sit within the Fair Work Act 2009 (Cth). In simple terms, these laws stop an employer from taking adverse action against a person for certain protected reasons.
Adverse action can include things like:
- dismissing an employee
- injuring them in their employment (for example, demoting them or cutting their pay)
- changing their role or hours to their disadvantage
- treating them differently (including refusing training or opportunities)
- in some cases, threatening to do any of the above
The protected reasons often relate to:
- workplace rights (e.g. making a complaint or inquiry, asking about entitlements, taking lawful leave)
- industrial activities (e.g. union involvement)
- protected attributes (e.g. pregnancy, disability, race, sex, age)
For employers, one of the most important things to understand is that these claims often come down to why you made a decision - which is why records, timelines, and clear communications matter so much.
Why General Protections Claims Are High-Risk For Small Businesses
General protections claims can feel frustrating because they may be raised even where:
- you had genuine performance concerns
- you believe you followed a reasonable process
- the employee was still within probation
- the employee resigned (but alleges they were “forced out”)
They’re also high-risk because the legal framework can create a practical challenge for employers: once a claim is made, you may need to demonstrate that the protected reason was not a substantial and operative reason for your decision.
There are also some timing and pathway differences that catch employers out. For example, if the claim relates to dismissal and the employee applies to the Fair Work Commission, strict time limits often apply (commonly 21 days from the dismissal, subject to limited exceptions).
This is why it’s worth getting your foundations right early - including having a fit-for-purpose Employment Contract, clear policies, and a consistent approach to managing issues.
Now, let’s get into the practical side: the most common examples of general protections claims Australian employers should know.
10 Examples Of General Protections Claims (And The Business Scenarios Behind Them)
Every workplace is different, but the patterns behind these claims are surprisingly consistent. Here are 10 realistic scenarios that often lead to general protections claims - and what you can do to reduce risk.
1. Dismissal After The Employee Makes A Complaint About Pay Or Entitlements
What it can look like: An employee raises concerns about underpayment, penalties, overtime, or super. Shortly after, they are dismissed (or performance-managed abruptly).
Why it’s risky: Making a complaint or inquiry about workplace entitlements is commonly treated as exercising a workplace right. (That said, there can be “edge cases” about what counts as a complaint or inquiry in the circumstances, so process and documentation matter.)
How to reduce risk:
- Take the complaint seriously and address it separately from performance issues.
- Keep a clear paper trail showing performance issues existed before the complaint (if they did).
- Make sure pay practices are compliant and well-documented - issues like annual leave payments are a common source of disputes.
2. Cutting Hours Or Shifts After Someone Raises A Safety Issue
What it can look like: A worker says a task is unsafe or reports a hazard. After that, their shifts are reduced or they’re moved onto “undesirable” shifts.
Why it’s risky: Raising a safety concern is often a workplace right and can also link to work health and safety obligations. Cutting shifts can be adverse action.
How to reduce risk:
- Document the safety concern and your response steps.
- If rostering changes are required, record the operational reason (not the complaint).
- Use a consistent roster process - sudden changes without notice can also create compliance issues, including around minimum notice for shift changes.
3. Termination During (Or Shortly After) Sick Leave
What it can look like: An employee takes personal/carer’s leave, provides a medical certificate, and then is terminated while away or immediately upon returning.
Why it’s risky: Taking sick leave is a workplace right. If timing suggests the leave was a reason for dismissal, you may face a general protections claim.
How to reduce risk:
- Separate absence management from performance/disciplinary management.
- Be careful about asking for medical details you don’t need; focus on capacity and expected return dates.
- If you need a medical clearance in certain circumstances, keep it procedural and consistent - situations like medical clearance to return to work should be approached carefully.
4. Disciplinary Action After A Complaint About Bullying Or Harassment
What it can look like: An employee complains about a manager’s behaviour (or bullying/harassment). Soon after, the employee is performance-managed, receives warnings, or is moved out of their role.
Why it’s risky: Making a complaint about workplace conduct is a common trigger for a general protections claim, particularly if you take swift action against the complainant instead of addressing the substance of the complaint.
How to reduce risk:
- Run an appropriate investigation process (even if it’s “informal” at first).
- Avoid knee-jerk discipline that looks retaliatory.
- If you do need to suspend someone pending investigation, do it correctly - including understanding when suspending an employee pending investigation may be appropriate.
5. Non-Renewal Of A Contract After The Employee Exercises A Workplace Right
What it can look like: A worker on a fixed term or maximum term arrangement makes a complaint, takes leave, or asks about entitlements. Then their contract isn’t renewed.
Why it’s risky: Not renewing (or ending) an ongoing work arrangement can still be adverse action if it’s linked to a protected reason. Even if the contract “expires”, context matters.
How to reduce risk:
- Document the genuine reason for non-renewal (budget change, role no longer required, restructure).
- Be consistent: if you’ve renewed similar contracts historically, record why this is different.
- Make sure you understand your contract type and obligations - especially with newer rules affecting contract terms and endings.
6. Dismissal Or Demotion After Union Activity Or Industrial Participation
What it can look like: An employee joins a union, becomes a delegate, encourages others to join, or participates in industrial action. Management then sidelines them, removes responsibilities, or dismisses them.
Why it’s risky: Industrial activity is specifically protected. Even subtle disadvantage (like removing opportunities) may be argued as adverse action.
How to reduce risk:
- Keep union-related issues separate from performance management.
- Train managers not to make comments suggesting union involvement is “a problem”.
- Use objective criteria for role allocation, training, and promotion.
7. “Forced Resignation” After An Employee Requests Flexible Work
What it can look like: A parent requests flexible hours or remote work. The business refuses (or handles it poorly), then changes their shifts or role so significantly that the employee resigns.
Why it’s risky: Requests for flexibility may be workplace rights in certain circumstances. If the employee resigns due to how they were treated, they may allege adverse action and constructive dismissal concepts.
How to reduce risk:
- Respond properly and in writing, with clear operational reasons if you refuse.
- Offer workable alternatives where possible.
- Be mindful of rostering practices and change notice.
8. Redundancy Soon After An Employee Raises A Workplace Complaint
What it can look like: An employee complains (about pay, bullying, leave, discrimination). Shortly after, their role is made redundant.
Why it’s risky: Redundancy can be genuine, but the timing can create suspicion. If the role still exists (or is quickly replaced), the claim risk increases.
How to reduce risk:
- Prepare clear business reasons and supporting documents (financials, restructure plans, org charts).
- Follow a proper consultation process where required.
- Ensure redundancy pay and final pay are calculated correctly - tools like a redundancy calculator can be a helpful starting point (but you should still confirm award/contract obligations).
9. Disciplinary Action After The Employee Uses Annual Leave Or Personal Leave
What it can look like: An employee takes annual leave or personal leave in a way you find inconvenient (for example, during a busy period). They return to a warning, reduced hours, or exclusion from key work.
Why it’s risky: Taking leave is generally a workplace right (assuming leave is taken lawfully and in line with requirements). If your response looks like punishment for leave use, it may trigger a claim.
How to reduce risk:
- Set expectations about leave requests and notice in your policies and contracts.
- Be careful with “discipline” that is really frustration about operational impact.
- If you need to refuse annual leave, do it on reasonable business grounds and document it clearly.
10. Termination After The Employee Discloses Pregnancy Or Takes Parental Leave Steps
What it can look like: An employee tells you they’re pregnant, asks about parental leave, or starts planning leave. Shortly after, they are dismissed, demoted, or removed from key responsibilities.
Why it’s risky: Pregnancy is a protected attribute, and parental leave-related steps can involve workplace rights. This combination makes the claim risk particularly high if the timing is close.
How to reduce risk:
- Be very careful about role changes, performance management, and restructuring around this period.
- If there are performance issues, ensure they’re well-documented and pre-existing.
- Communicate supportively and keep decisions grounded in genuine business needs.
What Evidence Helps If A General Protections Claim Is Threatened?
If you’re dealing with a dispute, the practical question is often: “What will help us show we acted for a lawful reason?”
While every matter is different, employers are generally in a stronger position when you have:
- Clear performance records (KPIs, examples of issues, dates, prior discussions)
- Consistent processes (warnings, meeting notes, an opportunity to respond)
- Written communications (emails confirming outcomes, expectations, and next steps)
- Operational documents for changes (rosters, restructure notes, budget constraints)
- Properly drafted contracts and role descriptions to support your expectations
Just as importantly, you’ll want to avoid records that suggest the protected reason played a role - even casually (for example, “Ever since they complained, they’ve been a problem”). Small comments can become big issues later.
If you’re unsure, it’s often better to pause and get advice before taking action - particularly where dismissal, demotion, shift cuts, or redundancy are on the table. And if a former employee is threatening a general protections dismissal application, be mindful that strict time limits may apply.
How Do You Reduce The Risk Of General Protections Claims In Your Business?
There’s no way to eliminate risk entirely (employment relationships are human, and disputes happen). But you can reduce your exposure significantly by building a few habits into how you manage your team.
1. Get The Basics Right From Day One
Strong onboarding sets expectations and reduces misunderstandings later. At a minimum, you should have:
- a tailored Employment Contract that matches the role and award coverage
- clear position descriptions and reporting lines
- policies on conduct, performance management, leave, and complaints
2. Separate “Complaint Handling” From “Discipline”
A common general protections trap is mixing issues together. For example, if an employee complains about pay and you respond by immediately issuing a warning for performance, the optics are poor (even if you believe both issues are valid).
Where possible:
- acknowledge and respond to the complaint on its merits
- run performance management as its own, well-documented process
3. Be Consistent With Rosters, Shift Changes, And Cancellations
Many disputes start with scheduling. If you change rosters or cancel shifts unpredictably, it can look like punishment - particularly after complaints or leave requests.
Having a clear approach to shift management, including compliance with shift cancellation policy expectations, helps you show your actions were operational - not retaliatory.
4. Document The “Why” Behind Significant Decisions
When you make a major decision (like termination, redundancy, or demotion), it’s not enough to believe you had a good reason. You should be able to show it clearly and contemporaneously.
A useful internal habit is to record:
- what happened
- what policy or expectation was breached (if relevant)
- what steps you took to address it
- why the final decision was made
5. Get Advice Early When The Situation Feels “Sensitive”
If any of these are in the background, it’s worth slowing down and getting guidance before acting:
- the employee has made a complaint or inquiry
- the employee is pregnant or recently returned from parental leave
- the employee is on (or has requested) personal leave
- the employee has raised a discrimination issue
- there’s union involvement or industrial activity
These aren’t reasons you can’t manage performance or make changes - they’re just signs the risk profile is higher, and you’ll want to proceed carefully.
Key Takeaways
- General protections claims usually involve allegations that you took adverse action because an employee exercised a workplace right, engaged in industrial activity, or had a protected attribute.
- Common examples of general protections claims include dismissal after pay complaints, cutting shifts after safety complaints, termination connected to leave, and adverse treatment linked to pregnancy or union activity.
- These claims are often driven by timing and “why” the decision was made, which is why written records and consistent processes are essential.
- Reducing risk starts with strong foundations: clear contracts, clear policies, and fair performance management processes that are kept separate from complaint handling.
- If a situation is sensitive (complaints, leave, pregnancy, discrimination issues), getting advice early can help you act confidently and reduce legal exposure. If a dismissal has already occurred, keep in mind there may be strict time limits for an employee to bring a claim.
If you’d like help managing a general protections risk or responding to an employee complaint, you can reach us at 1800 730 617 or team@sprintlaw.com.au for a free, no-obligations chat.








